Blue Sky Paralegal
450 Lexington Avenue New York, NY 10017 US
Job Description
HumanHire is partnered with a top ranked global Law Firm to find a Corporate Paralegal to support the firms growing Blue Sky and FINRA focused groups in New York.
The Corporate Paralegal will play a critical role in supporting the legal and compliance teams with state securities (Blue Sky) filings, ongoing regulatory reporting, and FINRA submissions. The ideal candidate will have strong working knowledge of securities regulations, an eye for detail, and a proactive, organized approach to managing complex regulatory matters.
We Offer:
- Pay: $80-120K Base Salary plus OT
- Hybrid Flexibility: Remote on Fridays
- Great Benefits: 401K Match, PTO, Medical, Dental, Life, Disability, and more
Corporate Paralegal Responsibilities:
- Prepare, file, and maintain state Blue Sky law filings for private and public securities offerings across multiple jurisdictions.
- Coordinate and manage FINRA filings, including but not limited to Form U4/U5 updates, firm filings, and communications filings.
- Monitor filing deadlines and renewal periods for Blue Sky and FINRA-related compliance.
- Liaise with state regulators, FINRA personnel, and internal departments to resolve issues or respond to inquiries.
- Support the legal team in preparing offering documents, subscription agreements, and compliance certifications.
Qualifications:
- 2+ years of Corporate Paralegal experience in a law firm
- Knowledge of Blue Sky and FINRA practices
- Paralegal Certificate or College Degree (Preferred)
If interested, please apply to this posting for immediate consideration! If this is not the ideal role for you, please look at our website www.humanhirellc.com for additional job opportunities!
HumanHire is a national executive search and staffing firm with a leadership team that has over 50 years of experience as trusted industry professionals specializing in direct hire, temp to hire, temporary, and payrolling services. We have cultivated long-lasting relationships and utilize them to connect our candidates and clients in several industries and job functions:
- Paralegals
- Legal Assistants
- Billing and Accounting
- Attorneys
- Legal Secretaries
- Human Resources
- Business Development
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